FINRA arbitration panel orders Wells Fargo/Wachovia to pay whistleblower nearly $7 million
July 11, 2011 - Comments Off
A FINRA securities arbitration panel has ordered the Number Three US brokerage firm Wells Fargo Advisors and Wachovia Securities to pay nearly $7 million to a whistleblower who claims he was terminated in retaliation for cooperating with FINRA. FINRA is the shorthand for the Financial Industry Regulatory Authority, a non-profit regulatory agency paid for and [...]